Journal of Information Security Reserach ›› 2024, Vol. 10 ›› Issue (4): 368-.

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Research on the Evaluation of Emergency Response to Cybersecurity Events in the Securities Industry

Zhu Yidong1,2, Xue Zhi2, Wang Hongtao1, Liu Hong1, Wu Chenwei3, and Hu Guangyue4#br#

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  1. 1(Sinolink Securities Co., Ltd., Shanghai 201204)
    2(School of Cyber Science and Engineering, Shanghai Jiao Tong University, Shanghai 200240)
    3(HAITONG Securities Co., Ltd., Shanghai 200001)
    4(Everbright Securities Co., Ltd., Shanghai 200040)

  • Online:2024-04-20 Published:2024-04-20

证券网络安全事件应急响应评价研究

朱嶷东1,2薛质2王洪涛1刘宏1吴晨炜3胡广跃4


  

  1. 1(国金证券股份有限公司上海201204)
    2(上海交通大学网络空间安全学院上海200240)
    3(海通证券股份有限公司上海200001)
    4(光大证券股份有限公司上海200040)

  • 通讯作者: 朱嶷东 硕士,工程师.主要研究方向为安全体系架构设计和实施、网络安全攻防. zhuyidong@gjzq.com.cn
  • 作者简介:朱嶷东 硕士,工程师.主要研究方向为安全体系架构设计和实施、网络安全攻防. zhuyidong@gjzq.com.cn 薛质 博士,教授.主要研究方向为计算机通信网及信息安全. zxue@sjtu.edu.cn 王洪涛 硕士,工程师.主要研究方向为证券期货信息化和标准化. wanghongtao@gjzq.com.cn 刘宏 硕士,工程师.主要研究方向为IT架构治理与信息技术规划、合规与风险管理. liuhong@gjzq.com.cn

Abstract: The emergency response to cyber security events, spanning multiple departments, covering various levels and scopes, has become a crucial link in routine security operations, serving as a key pillar for ensuring the stable and secure operation of the securities industry. Addressing the issue of inconsistent and overly subjective  traditional emergency response capability evaluation indicators in the securities industry, this paper proposes a cyber security incident emergency response process. This process includes detection response, loss prevention and blockage, source analysis, recovery, and reinforcement. The proposed evaluation model covers three tiers, encompassing  tools utilization, log coverage, personnel skills, task distribution, notification handling, and publicity education. The fuzzy hierarchical analysis method is employed to determine the weight of each level indicator, while the expert judgment method is used  to establish the evaluation indicator set. The fuzzy grey comprehensive evaluation method is introduced to assess the capability of emergency response to cyber security incidents in the securities industry. Through case validation and data analysis summary, the paper achieves quantitative demonstration of the evaluation indicators.

Key words: Cybersecurity events emergency response, expert judgment method, hierarchical analysis method, fuzzy grey comprehensive evaluation method, securities industry

摘要: 网络安全事件应急响应横跨多部门、涉及多层次、覆盖多范围,已成为常态化安全运营中关键链路环节,是证券业务稳定安全运行保障的重要核心支撑.针对证券业传统应急响应能力评价指标不统一且过于主观问题,提出了包含检测响应、止损阻断、分析溯源、清除恢复、加固复验的网络安全事件应急响应流程,涵盖工具运用、日志覆盖、人员技能、职责分工、通报处置、宣传教育指标体系的三级评价模型,运用模糊层次分析法确定各层次指标权重,采用专家判断方法建立评价指标集,引入模糊灰色综合评价方法对证券行业网络安全事件应急响应能力进行评价,并通过实例验证对指标数据进行分析汇总,实现了评价指标的量化展示.

关键词: 网络安全事件应急响应, 专家判断方法, 模糊层次分析方法, 模糊灰色综合评价方法, 证券业

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